AA
AA

Angela Marie Ault

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

Bainbridge Island, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela is an access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Employment History
Current Registrations
Principal Asset Management
January 2022 - Present · 4 yrs 1 mo
Principal Funds Distributor, INC.Broker
January 2022 - Present · 4 yrs 1 mo
Principal Funds Distributor, INC.
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Principal Securities, INC.
October 2014 - January 2022 · 7 yrs 3 mos
Principal Securities, INC.Broker
October 2014 - January 2022 · 7 yrs 3 mos
Northwestern Mutual Investment Services,llc
July 2013 - October 2014 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
June 2013 - October 2014 · 1 yr 4 mos
Charles Schwab & CO., INC.Broker
May 2012 - May 2013 · 1 yr
Securities America, INC.Broker
February 2012 - May 2012 · 3 mos
State Registrations1 state
WA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.