CJ
CJ

Christopher Jorgensen

19 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1605 advisors
Number of Clients
48,723 clients
Average Client Portfolio
$304K average
Assets Under Management
$14.8B

Fee Structure

Financial Planning:Investment management only
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Location

711 High St, Des Moines, IA, 50392

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for Principal Global Investors and its affiliates.

Employment History
Current Registrations
Principal Securities, INC.
March 2019 - Present · 6 yrs 11 mos
Principal Securities, INC.Broker
March 2019 - Present · 6 yrs 11 mos
Principal Asset Management
February 2017 - Present · 9 yrs
Principal Funds Distributor, INC.Broker
February 2009 - Present · 17 yrs
Principal Funds Distributor, INC.
February 2009 - Present · 17 yrs
Previous Registrations
Principal Securities, INC.Broker
April 2017 - June 2018 · 1 yr 2 mos
Principal Securities, INC.
June 2007 - January 2017 · 9 yrs 7 mos
Principal Securities, INC.Broker
June 2006 - January 2017 · 10 yrs 7 mos
D.M. Kelly & CompanyBroker
December 2005 - April 2006 · 4 mos
State Registrations11 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.