Brett K Okamoto

Principal Asset Management

14 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Principal Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

119 advisors

Number of Clients

7,399 clients

Average Client Portfolio

$49.2M average

Assets Under Management

$364.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

5885 Meadows Road, Suite 820, Lake Oswego, OR, 97035

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Brett is an access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Employment History

Current Registrations

Principal Asset Management

August 2024 - Present · 1 yr 6 mos

Principal Funds Distributor, INC.Broker

March 2024 - Present · 1 yr 11 mos

Principal Funds Distributor, INC.

March 2024 - Present · 1 yr 11 mos

Previous Registrations

Princor Financial Services CorporationBroker

October 2007 - September 2012 · 4 yrs 11 mos

Morley Capital Management, INC.

January 2007 - October 2018 · 11 yrs 9 mos

Nationwide Fund Distributors LLCBroker

November 2005 - August 2007 · 1 yr 9 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.