Andrew Clifford Miller

Principal Asset Management

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Principal Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

119 advisors

Number of Clients

7,399 clients

Average Client Portfolio

$49.2M average

Assets Under Management

$364.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

Boise, ID

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andrew is an access/supervised person of Principal Global Investors, LLC. He also has passive investments in Aien Holdings LLC, Aien Holdings II LLC, and FFC Holdings, LLC, requiring minimal time commitment.

Employment History

Current Registrations

Principal Asset Management

December 2021 - Present · 4 yrs 2 mos

Principal Funds Distributor, INC.

January 2007 - Present · 19 yrs 1 mo

Principal Funds Distributor, INC.Broker

January 2007 - Present · 19 yrs 1 mo

Previous Registrations

Princor Financial Services CorporationBroker

July 2007 - September 2008 · 1 yr 2 mos

Ivy Funds Distributor, INC.Broker

June 2005 - January 2007 · 1 yr 7 mos

Waddell & Reed, INC.

October 2004 - January 2007 · 2 yrs 3 mos

Waddell & Reed, INC.Broker

October 2004 - January 2007 · 2 yrs 3 mos

Prudential Investments LLC

June 2003 - September 2004 · 1 yr 3 mos

Prudential Investment Management Services LLCBroker

July 2001 - September 2004 · 3 yrs 2 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.