AC
AC

Ariane Diane Croft

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

201 Jones Rd, Ste 310, Waltham, MA, 02451

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ariane is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates.

Employment History
Current Registrations
Principal Asset Management
May 2022 - Present · 3 yrs 9 mos
Principal Funds Distributor, INC.
May 2008 - Present · 17 yrs 9 mos
Principal Funds Distributor, INC.Broker
May 2008 - Present · 17 yrs 9 mos
Previous Registrations
Principal Securities, INC.Broker
May 2008 - December 2018 · 10 yrs 7 mos
Putnam Retail Management Limited PartnershipBroker
September 1997 - January 2008 · 10 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.