EF
EF

Elisa Francis

28 Years of Experience
Broker

Elisa Francis is a registered investment advisor, based in Glastonbury, CT, with 28 years of industry experience.

Location

151 National Drive, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elisa works as a Regional Consultant for Symmetry Partners LLC, an investment-related role. This is a full-time commitment for Elisa.

Employment History
Current Registrations
Foreside Financial Services, LLC
August 2018 - Present · 7 yrs 8 mos
Foreside Financial Services, LLCBroker
August 2018 - Present · 7 yrs 8 mos
Symmetry Partners
May 2018 - Present · 7 yrs 11 mos
Previous Registrations
Ast Investment Services, INC.
May 2006 - April 2018 · 11 yrs 11 mos
Prudential Annuities Distributors, INCBroker
May 2006 - March 2018 · 11 yrs 10 mos
Princor Financial Services Corporation
April 2006 - May 2006 · 1 mo
Princor Financial Services CorporationBroker
December 2002 - May 2006 · 3 yrs 5 mos
Ppi Employee Benefits CorporationBroker
January 2001 - October 2003 · 2 yrs 9 mos
Tower Square Securities, INC.Broker
December 1999 - November 2000 · 11 mos
Cigna Financial Services, INC.Broker
January 1999 - November 1999 · 10 mos
Metlife Securities INC.Broker
August 1996 - March 1998 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
August 1996 - March 1998 · 1 yr 7 mos
State Registrations5 states
CTFLMAPRTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.