AG
AG

Abe James Garcia

13 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1757 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

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Location

355 Lexington Ave, 9th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Abe is the owner-operator of Qualified Employee Benefits, Inc., an independent group medical insurance agency, since 2004. This takes a few hours per week, some of which occur during securities trading hours.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2025 - Present · 1 yr 1 mo
Park Avenue Securities LLCBroker
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Princor Financial Services CorporationBroker
December 2013 - May 2015 · 1 yr 5 mos
Mutual of America Life Insurance CompanyBroker
September 2008 - July 2012 · 3 yrs 10 mos
Mutual of America Securities CorporationBroker
September 2008 - July 2012 · 3 yrs 10 mos
Metlife Securities INC.Broker
March 2005 - September 2008 · 3 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
March 2005 - July 2007 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
October 2003 - January 2005 · 1 yr 3 mos
PFS Investments INC.Broker
October 2001 - October 2003 · 2 yrs
Stuart, Coleman & CO., INC.Broker
May 1996 - April 1997 · 11 mos
Continental Broker-Dealer CORP.Broker
March 1996 - April 1996 · 1 mo
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Abe James Garcia - Financial Advisor | TrueAdvisor