Frederic Perret
Frederic Perret is a registered investment advisor at Horizons Sustainable Financial Services, INC., based in Santa Fe, NM, with 30 years of industry experience. Frederic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Socially Responsible Investing, and 1 more. Their firm serves 310 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.25% |
| $200K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.97% |
| $2.0M - $3.0M | 0.89% |
| $3.0M - $5.0M | 0.81% |
| $5M+ | 0.81% |
Schedule shown is for Schwab Mutual Fund / ETF Portfolio. Schwab Fixed Income Only Portfolio has lower fees. Goldman Third-Party Investment Manager Portfolio has slightly lower fees than Schwab Mutual Fund / ETF Portfolio. Fees for assets above $5,000,000 are to be arranged separately. Manager fees (0% to 1.00%) may apply for third-party investment managers.
Fee Estimator
Location
535 Cerrillos Road, Suite A2, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History (1)
Regulatory
February 2010Other Business ActivitiesSells Insurance
Frederic is the president of The Perret Financial Group, offering financial planning and fixed insurance products, dedicating nearly full-time hours to this role. He also serves as treasurer for Alabama First and Alabama Rivers Alliance, spending a few hours per week on each.
Employment History
Current Registrations
Horizons Sustainable Financial Services, INC.
Previous Registrations
First Affirmative Financial Network LLC
First Affirmative Financial Network LLC
Investment Advisors
Proequities, INC.Broker
Princor Financial Services CorporationBroker
Pnmr Securities, INC.Broker
Nylife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.