JM
JM

James March

20 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
33 advisors
Number of Clients
1,634 clients
Average Client Portfolio
$246K average
Assets Under Management
$402.4M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Minimum Annual Fee:$350
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Location

460 Center Street Unit 6714, Morago, CA, 94570

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James works as a driver/chauffeur, an independent soccer referee, and owns March Wealth Management. He also sells health, long-term care, and dental insurance, dedicating full-time hours to this activity.

Employment History
Current Registrations
Cape Securities INC.
April 2024 - Present · 1 yr 10 mos
Cape Securities INC.Broker
April 2024 - Present · 1 yr 10 mos
American Global Wealth Management, INC.Broker
January 2023 - Present · 3 yrs 1 mo
Cape Investment Advisory, INC.
January 2023 - Present · 3 yrs 1 mo
American Global Wealth Management, INC.
January 2023 - Present · 3 yrs 1 mo
Previous Registrations
First Asset Financial INC.Broker
April 2024 - April 2024 · 0 mos
Capital Synergy Partners
July 2019 - December 2021 · 2 yrs 5 mos
Capital Synergy PartnersBroker
July 2019 - December 2021 · 2 yrs 5 mos
Transamerica Financial Advisors, INCBroker
June 2018 - August 2018 · 2 mos
Transamerica Financial Advisors, INC.
June 2018 - August 2018 · 2 mos
Prudential Financial Planning Services
February 2018 - May 2018 · 3 mos
Pruco Securities, LLC.Broker
January 2018 - May 2018 · 4 mos
Primerica Advisors
May 2015 - November 2017 · 2 yrs 6 mos
PFS Investments INC.Broker
May 2015 - November 2017 · 2 yrs 6 mos
Princor Financial Services Corporation
September 2012 - October 2013 · 1 yr 1 mo
Princor Financial Services CorporationBroker
September 2012 - October 2013 · 1 yr 1 mo
New England SecuritiesBroker
August 2012 - September 2012 · 1 mo
Allstate Financial Advisors, LLC
July 2011 - September 2012 · 1 yr 2 mos
Allstate Financial Services, LLCBroker
July 2011 - September 2012 · 1 yr 2 mos
Wells Fargo Advisors, LLC
February 2010 - July 2011 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
February 2010 - July 2011 · 1 yr 5 mos
Chase Investment Services CORP.
June 2009 - February 2010 · 8 mos
Chase Investment Services CORP.Broker
May 2009 - February 2010 · 9 mos
Wamu Investments, INC.Broker
November 2008 - May 2009 · 6 mos
Signator Investors, INC.Broker
June 2008 - October 2008 · 4 mos
Foresters Equity Services, INC.Broker
December 2007 - April 2008 · 4 mos
Foresters Equity Services, INC.Broker
January 2007 - November 2007 · 10 mos
H&r Block Financial Advisors, INC.Broker
October 2001 - May 2002 · 7 mos
Charles Schwab & CO., INC.Broker
July 1999 - July 2001 · 2 yrs
Mony Securities CORP.Broker
August 1995 - April 1998 · 2 yrs 8 mos
State Registrations2 states
CAGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.