Edgar Allen Thomas

29 Years of Experience

4 DisclosuresSells Insurance

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningCharitable GivingInsurance PlanningHigh Net Worth

Tucker Asset Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

61 advisors

Number of Clients

3,191 clients

Average Client Portfolio

$201K average

Assets Under Management

$640.8M

Fee Structure

Minimum Investment:None

Financial Planning:Included in AUM fee

Location

141 W. Central Ave., Suite #3, Winter Haven, FL, 33880

Get directions

History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2017

Closed-No Action

Customer Dispute

April 2016

Settled

Regulatory

November 2013

Final

Regulatory

August 2012

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Edgar is the President & CEO of Thomas Advisory Services, Inc., a Sub-Chapter S Corp used to transfer commissions and advisory fees, and is also a state-registered insurance agency. He is also an insurance agent for multiple companies, selling fixed insurance products, life insurance, annuities, disability, and long-term care insurance, and offers identity theft protection.

Employment History

Current Registrations

Tucker Asset Management LLC

May 2025 - Present · 9 mos

Calton & Associates, INC.Broker

August 2013 - July 2016 · 2 yrs 11 mos

Cl Wealth Management, LLC

March 2013 - August 2013 · 5 mos

Cabot Lodge Securities LLCBroker

December 2012 - August 2013 · 8 mos

Brookstone Investment Advisory Services

September 2009 - June 2012 · 2 yrs 9 mos

Brookstone Securities, INC.Broker

August 2009 - June 2012 · 2 yrs 10 mos

J.W. Cole Financial, INC.Broker

August 2009 - September 2009 · 1 mo

Ingram Advisory Services, LLC

January 2006 - August 2009 · 3 yrs 7 mos

Investors Capital Advisory

January 2005 - August 2009 · 4 yrs 7 mos

Eastern Point Advisors INC.

June 1999 - December 2004 · 5 yrs 6 mos

Investors Capital CORP.Broker

February 1999 - August 2009 · 10 yrs 6 mos

Mcc Securities, INC.Broker

June 1996 - May 1997 · 11 mos

Pruco Securities CorporationBroker

May 1992 - January 1995 · 2 yrs 8 mos

State Registrations2 states

FLTX

Advisor

Exams

No exam information available for this advisor.