Edgar Thomas
Edgar Thomas is a registered investment advisor at Tucker Asset Management LLC, based in Winter Haven, FL, with 30 years of industry experience. Edgar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.
Location
141 W. Central Ave., Suite #3, Winter Haven, FL, 33880
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2017Customer Dispute
April 2016Regulatory
November 2013Regulatory
August 2012Other Business ActivitiesSells Insurance
Edgar is the President & CEO of Thomas Advisory Services, Inc., a Sub-Chapter S Corp used to transfer commissions and advisory fees, and is also a state-registered insurance agency. He is also an insurance agent for multiple companies, selling fixed insurance products, life insurance, annuities, disability, and long-term care insurance, and offers identity theft protection.
Employment History
Current Registrations
Tucker Asset Management LLC
Previous Registrations
Compound Planning, INC.
Claraphi Advisory Network, LLC
Calton & Associates, INC.
Calton & Associates, INC.Broker
Cl Wealth Management, LLC
Cabot Lodge Securities LLCBroker
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
J.W. Cole Financial, INC.Broker
Ingram Advisory Services, LLC
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Mcc Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.