Semir Mutwakil Amin

Seia

37 Years of Experience

5 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning

Seia

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

121 advisors

Number of Clients

8,772 clients

Average Client Portfolio

$2.1M average

Assets Under Management

$18.7B

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

Location

120 Vantis Drive, Suite 440, Aliso Viejo, CA, 92656

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

June 2025

Judgment / Lien

October 2018

Judgment / Lien

November 2006

Customer Dispute

May 2004

Denied

Customer Dispute

May 2001

Pending

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Seia

October 2025 - Present · 4 mos

Select Money Management, INC.

February 2013 - Present · 13 yrs

Securities Equity GroupBroker

September 2005 - Present · 20 yrs 5 mos

Previous Registrations

Select Money Management, INC.

January 2011 - December 2012 · 1 yr 11 mos

Select Portfolio Management INC

March 2006 - October 2025 · 19 yrs 7 mos

Royal Alliance Associates, INC.Broker

April 1996 - August 2005 · 9 yrs 4 mos

Securities America, INC.Broker

December 1993 - April 1996 · 2 yrs 4 mos

Coordinated Capital Securities, INC.Broker

October 1992 - November 1993 · 1 yr 1 mo

Pruco Securities CorporationBroker

April 1991 - October 1992 · 1 yr 6 mos

The Prudential Insurance Company of AmericaBroker

April 1991 - October 1992 · 1 yr 6 mos

Equico Securities, INC.Broker

March 1988 - March 1991 · 3 yrs

The Equitable Life Assurance Society of the United StatesBroker

March 1988 - March 1991 · 3 yrs

The Stuart-James Company, INC.Broker

September 1987 - December 1987 · 3 mos

State Registrations6 states

AZCACOKSNVTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.