RN
RN

Ronald David New

30 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingReal Estate Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
148 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$288.0M

Fee Structure

Financial Planning:Included in AUM fee
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Location

11852 Shaffer Drive, Building B, Littleton, CO, 80127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ronald is on the Board of Directors for the Risk Management Association and an advisory board member for the City and County of Denver, dedicating minimal time to each. He also chairs a committee for the University of Colorado, spending a few hours per week, and is a Managing Member of Capital Peak, LLC, which is currently dormant.

Employment History
Current Registrations
Whipplewood Advisors, LLC
July 2022 - Present · 3 yrs 7 mos
Previous Registrations
Moreton Asset Management, LLC
May 2019 - November 2019 · 6 mos
Moreton Asset Management, LLC
March 2017 - December 2018 · 1 yr 9 mos
Moreton Capital Markets, LLCBroker
March 2017 - November 2019 · 2 yrs 8 mos
Ghp Investment Advisors INC
February 2014 - July 2015 · 1 yr 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2000 - April 2013 · 13 yrs 3 mos
Hanifen, Imhoff INC.Broker
February 1998 - April 2000 · 2 yrs 2 mos
Hanifen, Imhoff INC.Broker
July 1994 - February 1998 · 3 yrs 7 mos
Lumiere Securities, INC.Broker
September 1992 - July 1994 · 1 yr 10 mos
L.P. Charles & CompanyBroker
October 1991 - August 1992 · 10 mos
Royal Alliance Associates, INC.Broker
April 1991 - October 1991 · 6 mos
J. W. Gant & Associates, INC.Broker
August 1989 - October 1989 · 2 mos
Vanderbilt Securities, INC.Broker
April 1989 - August 1989 · 4 mos
Blinder, Robinson & CO., INC.Broker
August 1987 - November 1987 · 3 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.