Alpha Capital LLC offers investment management services where they work with clients to determine an asset allocation and implement it within an advisory program account. They also offer financial planning and consulting services covering areas like investment planning, insurance, retirement, college, and debt/credit planning. These services can be integrated with investment advisory or offered separately under a Financial Planning or Consulting Agreement. Alpha Capital also extends financial coaching and planning services to their employees as part of a Financial Wellness Platform.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $35K | Included |
| $35K - $100K | 1.55% |
| $100K - $250K | 1.24% |
| $250K - $500K | 1.19% |
| $500K - $750K | 1.14% |
| $750K - $1000K | 1.09% |
| $1.0M - $5.0M | 1.04% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Accounts with less than $35,000 in AUM are assessed a flat annual fee. Fixed income only and options strategy accounts require a minimum account size of $100,000. Fees for accounts exceeding $25,000,000 in AUM are negotiated individually. Fixed Income Fee: $100,000 – $249,999.99: 0.99%, $250,000 – $499,999.99: 0.95%, $500,000 – $749,999.99: 0.91%, $750,000 – $999,999.99: 0.87%, $1,000,000 – $4,999,999.99: 0.83%, $5,000,000 – $24,999,999.99: 0.80%. Options Strategy Fee: $100,000 – $249,999.99: 1.65%, $250,000 – $499,999.99: 1.59%, $500,000 – $749,999.99: 1.53%, $750,000 – $999,999.99: 1.47%, $1,000,000 – $4,999,999.99: 1.41%, $5,000,000 – $24,999,999.99: 1.35%.