Gustavo Chavez is a registered investment advisor at Alpha Capital LLC, based in Lubbock, TX, with 1 years of industry experience. Gustavo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 157 clients with $51M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $35K | Included |
| $35K - $100K | 1.55% |
| $100K - $250K | 1.24% |
| $250K - $500K | 1.19% |
| $500K - $750K | 1.14% |
| $750K - $1000K | 1.09% |
| $1.0M - $5.0M | 1.04% |
| $5.0M - $25.0M | 1.00% |
| $25M+ | 1.00% |
Accounts with less than $35,000 in AUM are assessed a flat annual fee. Fixed income only and options strategy accounts require a minimum account size of $100,000. Fees for accounts exceeding $25,000,000 in AUM are negotiated individually. Fixed Income Fee: $100,000 – $249,999.99: 0.99%, $250,000 – $499,999.99: 0.95%, $500,000 – $749,999.99: 0.91%, $750,000 – $999,999.99: 0.87%, $1,000,000 – $4,999,999.99: 0.83%, $5,000,000 – $24,999,999.99: 0.80%. Options Strategy Fee: $100,000 – $249,999.99: 1.65%, $250,000 – $499,999.99: 1.59%, $500,000 – $749,999.99: 1.53%, $750,000 – $999,999.99: 1.47%, $1,000,000 – $4,999,999.99: 1.41%, $5,000,000 – $24,999,999.99: 1.35%.
Fee Estimator
Location
6213 98th Street, Lubbock, TX, 79424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gustavo is an employee of Alpha Capital Strategies LLC, a DBA for his LPL business, which is investment-related. This activity takes up a full-time commitment.
Employment History
Current Registrations
Alpha Capital LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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