3 Peaks Financial Advisors offers portfolio management services tailored to individual client goals, objectives, and risk tolerance. They create investment policy statements and manage investments with discretionary or non-discretionary authority. They also offer financial planning services, including plan setup, consultation, and ongoing support. 3 Peaks Financial Advisors generally limits its investment advice to mutual funds, fixed income securities, insurance products including annuities, equities, ETFs and treasury inflation protected/inflation linked bonds.
Fee Structure
3 Peaks Financial Advisors offers several investment programs with different fee schedules based on the program and the amount of your portfolio. The annual fee is paid quarterly in advance. Here's a summary of the programs and their fees:
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Optimal Market Portfolios (OMP) & Premier Asset Allocation Model (PAAM)
- $0 - $25,000: 1.60%
- $25,000 - $50,000: 1.40%
- $50,000 - $100,000: 1.30%
- $100,000 - $150,000: 1.20%
- $150,000 - $250,000: 1.15%
- $250,000 - $500,000: 1.10%
- $500,000 - $750,000: 1.05%
- $750,000 - $1,000,000: 1.00%
- $1,000,000 - $1,500,000: 0.90%
- $1,500,000 - $2,000,000: 0.80%
- $2,000,000 - $5,000,000: 0.70%
- $5,000,000 - $10,000,000: 0.60%
- $10,000,000 and up: Negotiable
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Custom Asset Allocation Model (CAAM)
- $0 - $25,000: 1.65%
- $25,000 - $50,000: 1.45%
- $50,000 - $100,000: 1.35%
- $100,000 - $150,000: 1.25%
- $150,000 - $250,000: 1.20%
- $250,000 - $500,000: 1.15%
- $500,000 - $750,000: 1.10%
- $750,000 - $1,000,000: 1.05%
- $1,000,000 - $1,500,000: 0.95%
- $1,500,000 - $2,000,000: 0.85%
- $2,000,000 - $5,000,000: 0.75%
- $5,000,000 - $10,000,000: 0.65%
- $10,000,000 and up: Negotiable
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Premier Investment Plan (PIP)
- $0 - $25,000: 2.05%
- $25,000 - $50,000: 1.90%
- $50,000 - $100,000: 1.75%
- $100,000 - $150,000: 1.60%
- $150,000 - $250,000: 1.45%
- $250,000 - $500,000: 1.35%
- $500,000 - $750,000: 1.25%
- $750,000 - $1,000,000: 1.15%
- $1,000,000 - $1,500,000: 1.05%
- $1,500,000 - $2,000,000: 1.00%
- $2,000,000 - $5,000,000: 0.95%
- $5,000,000 - $10,000,000: 0.90%
- $10,000,000 and up: Negotiable
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Ultra Short Bond (USB)
- $0 - $25,000: 0.50%
- $25,000 - $50,000: 0.25%
- $50,000 - $100,000: 0.23%
- $100,000 - $150,000: 0.21%
- $150,000 - $250,000: 0.19%
- $250,000 - $500,000: 0.17%
- $500,000 - $750,000: 0.15%
- $750,000 - $1,000,000: 0.13%
- $1,000,000 - $1,500,000: 0.11%
- $1,500,000 - $2,000,000: 0.09%
- $2,000,000 - $5,000,000: 0.07%
- $5,000,000 - $10,000,000: 0.05%
- $10,000,000 and up: Negotiable
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Non-Model Funds (NMF)
- $0 - $25,000: 0.75%
- $25,000 - $50,000: 0.70%
- $50,000 - $100,000: 0.65%
- $100,000 - $150,000: 0.60%
- $150,000 - $250,000: 0.55%
- $250,000 - $500,000: 0.50%
- $500,000 - $750,000: 0.45%
- $750,000 - $1,000,000: 0.40%
- $1,000,000 - $1,500,000: 0.35%
- $1,500,000 - $2,000,000: 0.30%
- $2,000,000 - $5,000,000: 0.25%
- $5,000,000 - $10,000,000: 0.20%
- $10,000,000 and up: Negotiable