Connor Dye

3 Peaks Financial Advisors offers several investment programs with different fee schedules based on the program and the amount of your portfolio. The annual fee is paid quarterly in advance. Here's a summary of the programs and their fees:

• Optimal Market Portfolios (OMP) & Premier Asset Allocation Model (PAAM)

  • $0 - $25,000: 1.60%
  • $25,000 - $50,000: 1.40%
  • $50,000 - $100,000: 1.30%
  • $100,000 - $150,000: 1.20%
  • $150,000 - $250,000: 1.15%
  • $250,000 - $500,000: 1.10%
  • $500,000 - $750,000: 1.05%
  • $750,000 - $1,000,000: 1.00%
  • $1,000,000 - $1,500,000: 0.90%
  • $1,500,000 - $2,000,000: 0.80%
  • $2,000,000 - $5,000,000: 0.70%
  • $5,000,000 - $10,000,000: 0.60%
  • $10,000,000 and up: Negotiable

• Custom Asset Allocation Model (CAAM)

  • $0 - $25,000: 1.65%
  • $25,000 - $50,000: 1.45%
  • $50,000 - $100,000: 1.35%
  • $100,000 - $150,000: 1.25%
  • $150,000 - $250,000: 1.20%
  • $250,000 - $500,000: 1.15%
  • $500,000 - $750,000: 1.10%
  • $750,000 - $1,000,000: 1.05%
  • $1,000,000 - $1,500,000: 0.95%
  • $1,500,000 - $2,000,000: 0.85%
  • $2,000,000 - $5,000,000: 0.75%
  • $5,000,000 - $10,000,000: 0.65%
  • $10,000,000 and up: Negotiable

• Premier Investment Plan (PIP)

  • $0 - $25,000: 2.05%
  • $25,000 - $50,000: 1.90%
  • $50,000 - $100,000: 1.75%
  • $100,000 - $150,000: 1.60%
  • $150,000 - $250,000: 1.45%
  • $250,000 - $500,000: 1.35%
  • $500,000 - $750,000: 1.25%
  • $750,000 - $1,000,000: 1.15%
  • $1,000,000 - $1,500,000: 1.05%
  • $1,500,000 - $2,000,000: 1.00%
  • $2,000,000 - $5,000,000: 0.95%
  • $5,000,000 - $10,000,000: 0.90%
  • $10,000,000 and up: Negotiable

• Ultra Short Bond (USB)

  • $0 - $25,000: 0.50%
  • $25,000 - $50,000: 0.25%
  • $50,000 - $100,000: 0.23%
  • $100,000 - $150,000: 0.21%
  • $150,000 - $250,000: 0.19%
  • $250,000 - $500,000: 0.17%
  • $500,000 - $750,000: 0.15%
  • $750,000 - $1,000,000: 0.13%
  • $1,000,000 - $1,500,000: 0.11%
  • $1,500,000 - $2,000,000: 0.09%
  • $2,000,000 - $5,000,000: 0.07%
  • $5,000,000 - $10,000,000: 0.05%
  • $10,000,000 and up: Negotiable

• Non-Model Funds (NMF)

  • $0 - $25,000: 0.75%
  • $25,000 - $50,000: 0.70%
  • $50,000 - $100,000: 0.65%
  • $100,000 - $150,000: 0.60%
  • $150,000 - $250,000: 0.55%
  • $250,000 - $500,000: 0.50%
  • $500,000 - $750,000: 0.45%
  • $750,000 - $1,000,000: 0.40%
  • $1,000,000 - $1,500,000: 0.35%
  • $1,500,000 - $2,000,000: 0.30%
  • $2,000,000 - $5,000,000: 0.25%
  • $5,000,000 - $10,000,000: 0.20%
  • $10,000,000 and up: Negotiable