Executive Services Securities (ESS) provides investment advice and education to corporations regarding their Non Qualified Executive Benefit Plans, focusing on mutual funds, cash, and Corporate Owned Life Insurance (COLI) funding. ESS does not offer financial planning services to individual participants. ESS may refer clients or their employees to a third-party registered investment advisor, potentially an NFP affiliate, for specific investment advisory services. ESS does not participate in the determination or negotiation of the third party's fees, nor does it receive compensation for these referrals.
Fee Structure
Executive Services Securities (ESS) provides investment advice to corporations regarding their Non Qualified Executive Benefit Plans and typically does not charge a fee for these services. If a client or client employee wants specific investment advisory services, ESS would refer them to a third party Registered Investment Advisor.