TrueAdvisor
TrueAdvisor
WF
WF

William Joseph Folan

Executive Services Securities, LLC
36 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Executive Services Securities, LLC
Compensation
Commission-Based
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

3445 Peachtree Road Ne, Suite 200, Atlanta, GA, 30326-1156

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Executive Services Securities, LLC
April 2010 - Present · 15 yrs 10 mos
Executive Services Securities, LLCBroker
January 2002 - Present · 24 yrs 1 mo
Previous Registrations
Goldman, Sachs & CO.Broker
August 1998 - December 2001 · 3 yrs 4 mos
One Securities CORP.Broker
June 1990 - August 1998 · 8 yrs 2 mos
Equico Securities, INC.Broker
October 1988 - July 1989 · 9 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1988 - July 1989 · 9 mos
State Registrations35 states
ALAZCACOCTDEFLGAILINKSLAMAMDMEMIMNMONCNENJNMNVNYOHPARISCSDTNTXUTVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.