Assets Under Management
$339.1M
Number of Clients
491
Number of Advisors
5
Average Client AUM
$691K
AUM per Advisor
$67.8M
Compensation
Fee-Only (AUM)Fixed/Hourly
Caldwell Advisors provides continuous advice to clients concerning assets under its supervision, including fixed income, equities, mutual funds, options, and annuities. They maintain books and records, place orders, and provide directions to custodians. They may engage sub-advisors through LPL.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.75% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 1.25% |
Fees may be negotiable, but will never exceed 2.75%.
5210 Maryland Way, Ste 202, Brentwood, TN, 37027