Caldwell Advisors offers investment advice and administrative services to individuals, institutions, corporations, pension and profit-sharing plans, and trusts. Caldwell Advisors manages assets using fixed income securities, equities, mutual funds, options, and annuities. They act as a fiduciary, prioritizing client interests and communicating regularly to understand their financial situations and goals. Clients can open an account with cash or securities and choose between discretionary or non-discretionary management. Caldwell Advisors may engage sub-advisors for specialized expertise.
Assets Under Management$340M
Clients491
Advisors6
Avg. per Client$690K
Avg. per Advisor$57M
Fee Structure
Minimum Investment:$750K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.75% |
| $1.0M - $5.0M | 2.00% |
| $5M+ | 1.25% |
Fees may be negotiable, but will never exceed 2.75%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...