Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
491 clients
Average Client Portfolio
$691K average
Assets Under Management
$339.1M

Fee Structure

Minimum Investment:$750K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.75%
$1.0M - $5.0M2.00%
$5M+1.25%

Fees may be negotiable, but will never exceed 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5210 Maryland Way, Ste 202, Brentwood, TN, 37027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin operates his LPL business under Caldwell Group, LLC. He also provides investment advisory services through Caldwell Advisors, LLC, an independent investment advisor firm, dedicating full-time hours to this activity.

Employment History
Current Registrations
Caldwell Advisors, LLC
May 2025 - Present · 9 mos
LPL Financial LLCBroker
March 2025 - Present · 11 mos
State Registrations1 state
TN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.