Icon Advisers, INC.

ICON Advisers offers several investment management options with varying fee structures:

• ICON Tactical Allocation Portfolios (ITAP): Fees are negotiable, but generally follow this schedule:

  • U.S. Growth, U.S. Moderate, International Growth, Global Growth, Global Moderate, and Global Conservative:
    • First $250,000: 2.00% per year
    • Next $500,000: 1.50% per year
    • Next $250,000: 1.00% per year
    • Over $1,000,000: Negotiable
  • U.S. Conservative and U.S. Income:
    • First $250,000: 0.80% per year
    • Next $500,000: 0.70% per year
    • Next $250,000: 0.70% per year
    • Over $1,000,000: Negotiable

• ICON Strategy Based Investing Portfolios (SBI): Fees are negotiable, but generally follow this schedule:

  • Global Growth, Global Moderate and Global Conservative:
    • $25,000 to $1,000,000: 1.55% per year
    • Over $1,000,000: Negotiable

• ICON Separately Managed Accounts (SMAs): Fees are negotiable, but generally follow these schedules:

  • ICON Multi-Cap U.S. Equity Portfolio:
    • First $250,000: 1.850%
    • Next $250,000: 1.825%
    • Next $500,000: 1.800%
    • Next $1,500,000: 1.775%
    • Next $2,500,000: 1.750%
    • Over $5,000,000: 1.700%
  • ICON U.S. SRI Portfolio:
    • First $250,000: 1.250%
    • Next $250,000: 1.225%
    • Next $500,000: 1.200%
    • Next $1,500,000: 1.175%
    • Next $2,500,000: 1.150%
    • Over $5,000,000: 1.125%

• Institutional Domestic Core Equity Portfolio (DCE): Fees are negotiable, but generally follow this schedule:

  • First $10,000,000: 1.00% per year
  • Next $15,000,000: 0.80% per year
  • Next $25,000,000: 0.60% per year
  • Next $50,000,000: 0.50% per year
  • Over $100,000,000: Negotiable