Kenneth Aulbach is a registered investment advisor at Icon Advisers, INC., based in Greenwood Village, CO, with 28 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 341 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ICON Advisers offers several investment management options with varying fee structures:
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ICON Tactical Allocation Portfolios (ITAP): Fees are negotiable, but generally follow this schedule:
- U.S. Growth, U.S. Moderate, International Growth, Global Growth, Global Moderate, and Global Conservative:
- First $250,000: 2.00% per year
- Next $500,000: 1.50% per year
- Next $250,000: 1.00% per year
- Over $1,000,000: Negotiable
- U.S. Conservative and U.S. Income:
- First $250,000: 0.80% per year
- Next $500,000: 0.70% per year
- Next $250,000: 0.70% per year
- Over $1,000,000: Negotiable
- U.S. Growth, U.S. Moderate, International Growth, Global Growth, Global Moderate, and Global Conservative:
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ICON Strategy Based Investing Portfolios (SBI): Fees are negotiable, but generally follow this schedule:
- Global Growth, Global Moderate and Global Conservative:
- $25,000 to $1,000,000: 1.55% per year
- Over $1,000,000: Negotiable
- Global Growth, Global Moderate and Global Conservative:
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ICON Separately Managed Accounts (SMAs): Fees are negotiable, but generally follow these schedules:
- ICON Multi-Cap U.S. Equity Portfolio:
- First $250,000: 1.850%
- Next $250,000: 1.825%
- Next $500,000: 1.800%
- Next $1,500,000: 1.775%
- Next $2,500,000: 1.750%
- Over $5,000,000: 1.700%
- ICON U.S. SRI Portfolio:
- First $250,000: 1.250%
- Next $250,000: 1.225%
- Next $500,000: 1.200%
- Next $1,500,000: 1.175%
- Next $2,500,000: 1.150%
- Over $5,000,000: 1.125%
- ICON Multi-Cap U.S. Equity Portfolio:
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Institutional Domestic Core Equity Portfolio (DCE): Fees are negotiable, but generally follow this schedule:
- First $10,000,000: 1.00% per year
- Next $15,000,000: 0.80% per year
- Next $25,000,000: 0.60% per year
- Next $50,000,000: 0.50% per year
- Over $100,000,000: Negotiable
Location
8480 E Orchard Road, Suite 1200, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Icon Advisers, INC.
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State Registrations13 states
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