David Vaughan Investments (DVI) offers investment management services, creating custom portfolios based on clients' objectives, risk tolerance, and tax considerations. DVI also provides wealth management and financial planning services, working with clients' other advisors to address complex tax, legal, and financial challenges. DVI manages equity, balanced, and fixed income portfolios, as well as mutual fund asset allocation portfolios.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Schedule is for Wealth Management Advisory Services and Equity Common Stock Management. Balanced Portfolio Management: 0.80% on the first $1,000,000, 0.70% on $1,000,001 to $5,000,000, 0.60% on $5,000,001 to $15,000,000, 0.50% on assets that exceed $15,000,000. Fixed Income Portfolio Management: 0.35% on the first $2,500,000, 0.25% on assets that exceed $2,500,000. Mutual Fund Asset Allocation Portfolio Management: 1.00% on the first $250,000, 0.90% on $250,001 to $500,000, 0.80% on $500,001 to $750,000, 0.70% on $750,001 to $1,000,000, 0.60% on assets that exceed $1,000,000. Fees may be negotiable.