Patrick Smarjesse is a registered investment advisor at David Vaughan Investments, LLC, based in Peoria, IL, with 27 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,550 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.90% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.70% |
| $15.0M - $25.0M | 0.60% |
| $25M+ | 0.50% |
Schedule is for Wealth Management Advisory Services and Equity Common Stock Management. Balanced Portfolio Management: 0.80% on the first $1,000,000, 0.70% on $1,000,001 to $5,000,000, 0.60% on $5,000,001 to $15,000,000, 0.50% on assets that exceed $15,000,000. Fixed Income Portfolio Management: 0.35% on the first $2,500,000, 0.25% on assets that exceed $2,500,000. Mutual Fund Asset Allocation Portfolio Management: 1.00% on the first $250,000, 0.90% on $250,001 to $500,000, 0.80% on $500,001 to $750,000, 0.70% on $750,001 to $1,000,000, 0.60% on assets that exceed $1,000,000. Fees may be negotiable.
Fee Estimator
Location
5823 N. Forest Park Drive, Peoria, IL, 61614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
David Vaughan Investments, LLC
State Registrations3 states
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