Catherine Mary Castaldo

Jefferies Investment Advisers LLC

47 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Jefferies Investment Advisers LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

103 advisors

Number of Clients

2,081 clients

Average Client Portfolio

$1.6M average

Assets Under Management

$3.4B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

Location

520 Madison Avenue, New York, NY, 10022

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Jefferies Investment Advisers LLC

May 2023 - Present · 2 yrs 9 mos

Jefferies LLCBroker

December 2005 - Present · 20 yrs 2 mos

Jefferies LLC

December 2005 - Present · 20 yrs 2 mos

Previous Registrations

Leucadia Asset Management LLC

August 2021 - August 2023 · 2 yrs

Stifel, Nicolaus & Company, IncorporatedBroker

December 2005 - December 2005 · 0 mos

Legg Mason Wood Walker, IncorporatedBroker

May 2000 - December 2005 · 5 yrs 7 mos

Schroder & CO. INC.Broker

March 1980 - May 2000 · 20 yrs 2 mos

A. G. Becker IncorporatedBroker

September 1978 - March 1980 · 1 yr 6 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.