Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

401 McCullough Dr Ste 200, Charlotte, NC, 28262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alex works full-time as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants. Alex also holds a full-time position as AVP - Advice, Education & Sales for Principal Bank, with accountability for sales of bank deposit products.

Employment History
Current Registrations
Principal Advised Services
April 2025 - Present · 10 mos
Principal Securities, INC.Broker
February 2025 - Present · 1 yr
Principal Securities, INC.
February 2025 - Present · 1 yr
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.