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Nicholas Schultz

Broker

Nicholas Schultz is a registered investment advisor, based in Naples, FL.

Location

8889 Pelican Bay Blvd., Suite 500, Naples, FL, 34108-7512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is a member of Rock River Partners, LLC, established in June 2024, to receive finder's fees for introductions between a commodity supplier and a customer. He spends minimal time on this business, generally not during securities trading hours.

Employment History
Current Registrations
Carnes Capital CorporationBroker
June 2025 - Present · 10 mos
Private Capital Management
March 2025 - Present · 1 yr 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.