Aaron Rosenthal is a registered investment advisor at Cain, Watters & Associates, LLC, based in Frisco, TX, with 2 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Medical Professionals, and 2 more. Their firm serves 3,168 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25M+ | 0.35% |
Fees are negotiable at CWA's sole discretion. In certain cases CWA aggregates the assets under management of related accounts for purposes of determining which breakpoint applies. Clients who have engaged CWA for Business and Personal Financial Planning Services will pay a discounted flat rate of 0.55% for UMA.
Fee Estimator
Location
17 Cowboys Way, Suite 300, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Cain, Watters & Associates, LLC
State Registrations1 state
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