Alexa Kate Mcmahon

Principal Asset Management

2 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Principal Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

119 advisors

Number of Clients

7,399 clients

Average Client Portfolio

$49.2M average

Assets Under Management

$364.0B

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

401 McCullough Dr, Ste 200, Charlotte, NC, 28262

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Alexa is an access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Employment History

Current Registrations

Principal Asset Management

November 2023 - Present · 2 yrs 3 mos

Principal Funds Distributor, INC.Broker

October 2023 - Present · 2 yrs 4 mos

Principal Funds Distributor, INC.

October 2023 - Present · 2 yrs 4 mos

State Registrations2 states

AKWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.