Alec Engman is a registered investment advisor, based in Edna, MN, with 2 years of industry experience.
Location
7400 Metro Blvd., Suite 475, Edna, MN, 55439
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alec is a financial advisor and partner at New Horizons BFS LLC, providing financial services and advice. This activity takes nearly full-time hours during trading.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
January 2025 - Present · 1 yr 3 mos
J. W. Cole Advisors, INC.
January 2025 - Present · 1 yr 3 mos
Previous Registrations
Thrivent Investment Management INC.Broker
April 2024 - December 2024 · 8 mos
Thrivent Investment Management INC.
April 2024 - December 2024 · 8 mos
Principal Securities, INC.
February 2024 - March 2024 · 1 mo
Principal Securities, INC.Broker
November 2023 - March 2024 · 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.