Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
495 clients
Average Client Portfolio
$709K average
Assets Under Management
$350.8M

Fee Structure

Minimum Investment:$500K
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Location

105 Wind Haven Drive, Nicholasville, KY, 40356

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Spectrum Financial Alliance, LTD., L.L.C.
July 2023 - Present · 2 yrs 7 mos
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.