Alexis Patrice Riddick

Osaic Institutions, INC.

1 Year of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Osaic Institutions, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

546 advisors

Number of Clients

7,211 clients

Average Client Portfolio

$558K average

Assets Under Management

$4.0B

Fee Structure

Location

3711 Huntington Avenue, Newport News, VA, 23607

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Osaic Institutions, INC.

October 2024 - Present · 1 yr 4 mos

Osaic Institutions, INC.Broker

March 2024 - Present · 1 yr 11 mos

State Registrations2 states

NCVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.