Maxwell Carlson is a registered investment advisor at A Smarter Way to Invest, INC., based in Brighton, MI, with 5 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
ASWTI does not work directly with individual investors. Instead, ASWTI provides investment management services to other registered investment advisors (RIAs) who then work with individual clients. ASWTI's fees are based on the assets managed and are determined by an agreement between ASWTI and the RIA. The maximum fee structure charged for sub-advisory services is 1.00% and may vary depending on a variety of factors and considerations, including but not limited to, level of service needs of the RIA or Client, total AUM of Client, and/or total AUM committed to ASWTI for services by RIA. Fees are negotiable.
Location
1024 E. Grand River Ave, Suite B, Brighton, MI, 48116
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maxwell is the Vice President of Entry Point Advisor Network, a service provider for insurance agents and investment advisors. He oversees the operations of the business, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
A Smarter Way to Invest, INC.
Caitlin John, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.