AJ
AJ

Albert a Duplace JR

39 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
1033 advisors
Number of Clients
157,536 clients
Average Client Portfolio
$168K average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4M+1.00%

Fees negotiable for accounts over $4,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

415 Ludlow Avenue, Cincinnati, OH, 45220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
PNC Wealth Management LLCBroker
March 2024 - Present · 1 yr 11 mos
PNC Wealth Management
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Prudential Financial Planning Services
October 2016 - March 2024 · 7 yrs 5 mos
Pruco Securities, LLC.Broker
October 2016 - March 2024 · 7 yrs 5 mos
Allstate Financial Services, LLCBroker
July 2015 - October 2016 · 1 yr 3 mos
Allstate Financial Advisors, LLC
July 2015 - October 2016 · 1 yr 3 mos
Morgan Stanley
June 2009 - September 2014 · 5 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2014 · 5 yrs 3 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2000 - February 2009 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - February 2009 · 8 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
December 1996 - July 2000 · 3 yrs 7 mos
Ringler Financial Services, INC.Broker
September 1994 - September 1996 · 2 yrs
Kidder, Peabody & CO. IncorporatedBroker
July 1992 - July 1994 · 2 yrs
Manequity, INC.Broker
November 1983 - April 1989 · 5 yrs 5 mos
M. L. Harris & CO.Broker
May 1981 - January 1984 · 2 yrs 8 mos
State Registrations4 states
INKYMIOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Albert A Duplace Jr - Financial Advisor | TrueAdvisor