Aaron Tucker

Schwab Wealth Advisory, INC.

5 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Schwab Wealth Advisory, INC.

Compensation

N/A

Firm Size

1230 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

Location

16 Corporate Plaza Dr, Newport Beach, CA, 92660

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Schwab Wealth Advisory, INC.

June 2025 - Present · 8 mos

Charles Schwab & CO., INC.Broker

December 2023 - Present · 2 yrs 2 mos

Previous Registrations

Charles Schwab & CO., INC.

December 2023 - June 2025 · 1 yr 6 mos

Coldstream Wealth Management

November 2021 - November 2023 · 2 yrs

Goldman Sachs & CO. LLCBroker

January 2021 - November 2021 · 10 mos

Goldman Sachs Ayco Personal Financial Management

July 2020 - November 2021 · 1 yr 4 mos

Mercer Allied Company, L.P.Broker

June 2020 - January 2021 · 7 mos

State Registrations2 states

CAWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.