AS
AS

Anthony David Speziale

36 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
1,119 clients
Average Client Portfolio
$442K average
Assets Under Management
$494.4M

Fee Structure

Minimum Annual Fee:$200
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Location

38 Main Street, Saugus, MA, 01906

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is the President of KLP Associates Inc dba Tax Shop & Financial Center, a tax and accounting business. He dedicates nearly full-time hours to this activity, with some time spent during market hours.

Employment History
Current Registrations
Stonex Securities INC.Broker
October 2024 - Present · 1 yr 4 mos
Trust Advisory Group LTD
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Ages Financial Services, LTD.Broker
August 2010 - September 2024 · 14 yrs 1 mo
Commonwealth Financial NetworkBroker
June 2006 - August 2010 · 4 yrs 2 mos
Ing Financial Partners, INC.Broker
January 2004 - June 2006 · 2 yrs 5 mos
Locust Street Securities, INC.Broker
March 1999 - January 2004 · 4 yrs 10 mos
Nathan & Lewis Securities, INC.Broker
June 1998 - March 1999 · 9 mos
Cfs Brokerage CORP.Broker
August 1997 - December 1997 · 4 mos
H.D. Vest Investment Securities, INC.Broker
September 1996 - June 1997 · 9 mos
Fidelity Distributors CorporationBroker
January 1993 - September 1994 · 1 yr 8 mos
PFS Investments INC.Broker
September 1986 - December 1992 · 6 yrs 3 mos
Putnam Financial Services, INC.Broker
June 1986 - December 1986 · 6 mos
State Registrations5 states
GAMAMENHVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthony David Speziale - Financial Advisor | TrueAdvisor