Anthony Speziale is a registered investment advisor, based in Saugus, MA, with 37 years of industry experience.
Location
38 Main Street, Saugus, MA, 01906
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is the President of KLP Associates Inc dba Tax Shop & Financial Center, a tax and accounting business. He dedicates nearly full-time hours to this activity, with some time spent during market hours.
Employment History
Current Registrations
Stonex Securities INC.Broker
October 2024 - Present · 1 yr 6 mos
Trust Advisory Group LTD
August 2017 - Present · 8 yrs 8 mos
Previous Registrations
Ages Financial Services, LTD.Broker
August 2010 - September 2024 · 14 yrs 1 mo
Commonwealth Financial NetworkBroker
June 2006 - August 2010 · 4 yrs 2 mos
Ing Financial Partners, INC.Broker
January 2004 - June 2006 · 2 yrs 5 mos
Locust Street Securities, INC.Broker
March 1999 - January 2004 · 4 yrs 10 mos
Nathan & Lewis Securities, INC.Broker
June 1998 - March 1999 · 9 mos
Cfs Brokerage CORP.Broker
August 1997 - December 1997 · 4 mos
H.D. Vest Investment Securities, INC.Broker
September 1996 - June 1997 · 9 mos
Fidelity Distributors CorporationBroker
January 1993 - September 1994 · 1 yr 8 mos
PFS Investments INC.Broker
September 1986 - December 1992 · 6 yrs 3 mos
Putnam Financial Services, INC.Broker
June 1986 - December 1986 · 6 mos
State Registrations5 states
GAMAMENHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.