AL
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Andrew Tisheen Lind

6 Years of Experience
Broker
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

Lexington, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants, and as an AVP for Principal Bank, accountable for sales of bank deposit products. Both roles are investment-related and take up a full-time commitment each.

Employment History
Current Registrations
Principal Advised Services
August 2024 - Present · 1 yr 6 mos
Principal Securities, INC.
March 2021 - Present · 4 yrs 11 mos
Principal Securities, INC.Broker
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
Principal Securities, INC.
September 2023 - November 2023 · 2 mos
Wells Fargo Clearing Services, LLCBroker
April 2019 - March 2021 · 1 yr 11 mos
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.