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BA
BA
Bruce Malcolm Averback
Thurston Springer Advisors
45 Years of Experience
4 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
High Net Worth
Thurston Springer Advisors
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
101 advisors
Number of Clients
4,342 clients
Average Client Portfolio
$912K average
Assets Under Management
$4.0B
Fee Structure
Minimum Investment:
$25K
Investment Management
Planning
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Location
4411 Market St., Suite 200, Youngstown, OH, 44512
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History
Regulatory History (4)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Judgment / Lien
April 2019
Judgment / Lien
January 2018
Customer Dispute
June 2016
Settled
Judgment / Lien
January 2016
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Thurston Springer Advisors
November 2020 - Present · 5 yrs 3 mos
Thurston Springer Financial
Broker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Thurston Springer Financial
November 2019 - November 2020 · 1 yr
Stifel, Nicolaus & Company, Incorporated
September 2016 - November 2019 · 3 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
Broker
March 2009 - November 2019 · 10 yrs 8 mos
Butler, Wick & CO., INC.
Broker
March 1980 - March 2009 · 29 yrs
State Registrations
7 states
GA
IL
MI
NC
OH
PA
SC
Advisor
Broker
Both
Exams
No exam information available for this advisor.