TrueAdvisor
TrueAdvisor
AB
AB

Adam Batchelor

Osaic Institutions, INC.
8 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Osaic Institutions, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
546 advisors
Number of Clients
7,211 clients
Average Client Portfolio
$558K average
Assets Under Management
$4.0B

Fee Structure

Location

Charlotte, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Institutions, INC.
October 2022 - Present · 3 yrs 4 mos
Osaic Institutions, INC.
April 2022 - Present · 3 yrs 10 mos
Osaic Institutions, INC.Broker
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
LPL Financial LLC
September 2018 - May 2022 · 3 yrs 8 mos
LPL Financial LLCBroker
March 2017 - May 2022 · 5 yrs 2 mos
State Registrations7 states
CACOILKYMONCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.