AK
AK

Adam Klopfenstein

7 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fixed/Hourly
Firm Size
7368 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees negotiable for assets over $25 million.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,000
Loading...

Location

1991 Summit Park Drive, Orlando, FL, 32810

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
October 2022 - Present · 3 yrs 4 mos
Schwab Wealth Advisory, INC.
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2019 - November 2020 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
April 2019 - November 2020 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - December 2018 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - December 2018 · 2 yrs 9 mos
TD Ameritrade, INC.
November 2015 - November 2015 · 0 mos
Amerivest Investment Management, LLC
November 2015 - November 2015 · 0 mos
TD Ameritrade, INC.Broker
November 2015 - November 2015 · 0 mos
Cetera Financial Specialists LLCBroker
July 2015 - August 2015 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Klopfenstein - Financial Advisor | TrueAdvisor