Lorie Jones is a CFP-designated registered investment advisor at Tandem Financial, LLC, based in Greenwood Village, CO, with 10 years of industry experience. Lorie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 312 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Tandem Financial charges a calendar quarterly investment management fee based on the average daily balance of your account. The maximum annual advisory fee is 1.25%. A minimum annual fee of $2,500 per household may be imposed, but advisory fees are negotiable. The custodian will debit your account directly for the advisory fee and pay that fee to Tandem Financial.
Location
8400 E. Prentice Avenue, Suite 1360, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lorie is involved in several business activities, including working as a Registered Investment Advisor for Fidelis Wealth Advisors and owning Teutates Financial, LLC. She also owns Fearless Female LLC, a podcast, and Fearless Financial Advisors, a DBA under Fidelis Wealth Advisors, and is a public notary.
Employment History
Current Registrations
Tandem Financial, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Fidelis Wealth Advisors
Northwest Asset Management
Gwfs Equities, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
Gallacher Capital Management, LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.