BA
CFA
BA
CFA

Brock T Adams

5 Years of Experience
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
18 advisors
Number of Clients
10,451 clients
Average Client Portfolio
$547K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$5K
Financial Planning:Included in AUM fee
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Location

151 National Drive, Glastonbury, CT, 06033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Symmetry Partners
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Morgan Stanley
July 2022 - August 2024 · 2 yrs 1 mo
Morgan StanleyBroker
July 2022 - August 2024 · 2 yrs 1 mo
Cuso Financial Services, L.P.Broker
January 2020 - August 2020 · 7 mos
Cuso Financial Services, L.P.
January 2020 - August 2020 · 7 mos
B.O.S.S. Retirement Advisors, LLC
January 2019 - December 2019 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - January 2019 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2017 - January 2019 · 1 yr 4 mos
State Registrations2 states
CTUT
Advisor
Exams
No exam information available for this advisor.