Cindy Luan is a registered investment advisor, based in Wayne, PA, with 11 years of industry experience.
Location
690 Lee Road, Wayne, PA, 19087
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hartford Funds Distributors, LLC
July 2015 - Present · 10 yrs 9 mos
Hartford Funds
July 2015 - Present · 10 yrs 9 mos
Hartford Funds Distributors, LLCBroker
July 2015 - Present · 10 yrs 9 mos
Previous Registrations
PNC Investments
April 2015 - June 2015 · 2 mos
PNC InvestmentsBroker
February 2015 - June 2015 · 4 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.