Cindy Luan

Hartford Funds

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds Distributors, LLC

July 2015 - Present · 10 yrs 7 mos

Hartford Funds

July 2015 - Present · 10 yrs 7 mos

Hartford Funds Distributors, LLCBroker

July 2015 - Present · 10 yrs 7 mos

Previous Registrations

PNC Investments

April 2015 - June 2015 · 2 mos

PNC InvestmentsBroker

February 2015 - June 2015 · 4 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.