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Alex Ryan Maicks
Hornor, Townsend & Kent, LLC
10 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Estate Planning
Financial Planning & Coaching
Hornor, Townsend & Kent, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
437 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B
Fee Structure
Investment Management
Planning
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Location
161 Washington St, Suite 1111, Conshohocken, PA, 19428
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Financial
December 2023
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
June 2022 - Present · 3 yrs 8 mos
Hornor, Townsend & Kent, LLC
Broker
June 2022 - Present · 3 yrs 8 mos
Hornor, Townsend & Kent, LLC
June 2022 - Present · 3 yrs 8 mos
Previous Registrations
Key Investment Services LLC
June 2021 - June 2022 · 1 yr
Key Investment Services LLC
Broker
June 2021 - June 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2020 - May 2021 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
August 2020 - May 2021 · 9 mos
Wells Fargo Clearing Services, LLC
Broker
December 2016 - July 2020 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLC
October 2016 - July 2020 · 3 yrs 9 mos
U.S. Bancorp Investments, INC.
Broker
March 2016 - October 2016 · 7 mos
PNC Investments
October 2015 - March 2016 · 5 mos
PNC Investments
Broker
October 2015 - March 2016 · 5 mos
The Huntington Investment Company
Broker
October 2014 - September 2015 · 11 mos
State Registrations
2 states
OH
PA
Advisor
Broker
Both
Exams
No exam information available for this advisor.