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Alex Maicks

11 Years of Experience
1 DisclosureBroker

Alex Maicks is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Conshohocken, PA, with 11 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
458 advisors
Number of Clients
31,522 clients
Average Client Portfolio
$246K average
Assets Under Management
$7.8B

Fee Structure

HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.

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Location

161 Washington St, Suite 1111, Conshohocken, PA, 19428

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History

Regulatory History (1)
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Financial
December 2023
Final
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
June 2022 - Present · 3 yrs 10 mos
Hornor, Townsend & Kent, LLCBroker
June 2022 - Present · 3 yrs 10 mos
Hornor, Townsend & Kent, LLC
June 2022 - Present · 3 yrs 10 mos
Previous Registrations
Key Investment Services LLC
June 2021 - June 2022 · 1 yr
Key Investment Services LLCBroker
June 2021 - June 2022 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2020 - May 2021 · 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2016 - July 2020 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLC
October 2016 - July 2020 · 3 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
March 2016 - October 2016 · 7 mos
PNC Investments
October 2015 - March 2016 · 5 mos
PNC InvestmentsBroker
October 2015 - March 2016 · 5 mos
The Huntington Investment CompanyBroker
October 2014 - September 2015 · 11 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alex Maicks - Financial Advisor | TrueAdvisor