CA
CA

Chad W Aerni

8 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
10087 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$5K
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Location

6200 Rockside Rd, Cleveland, OH, 44131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Chad is an insurance agent selling life, health, disability, annuities, and long-term care insurance since 2019. He is also a financial professional and investment advisory representative with Vantage Financial Group, dedicating nearly full-time hours to financial services and advisory services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 8 mos
Vantage Financial Group, INC.
January 2022 - Present · 4 yrs 1 mo
Cetera Wealth Services, LLCBroker
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2019 - June 2023 · 3 yrs 11 mos
PNC Investments
April 2018 - July 2019 · 1 yr 3 mos
PNC InvestmentsBroker
April 2018 - July 2019 · 1 yr 3 mos
Cetera Advisor Networks LLC
December 2017 - March 2018 · 3 mos
Cetera Advisor Networks LLCBroker
July 2017 - March 2018 · 8 mos
State Registrations11 states
ALCAIAILNYOHPASCTNWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.