Fred Paul Boy

CFA

Ladenburg Thalmann Asset Management INC

10 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Ladenburg Thalmann Asset Management INC

Compensation

Fee-Only (AUM)

Firm Size

20 advisors

Number of Clients

3,334 clients

Average Client Portfolio

$1.7M average

Assets Under Management

$5.6B

Fee Structure

Financial Planning:Investment management only

Location

Highlands Ranch, CO

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ladenburg Thalmann & CO. INC.

November 2023 - Present · 2 yrs 3 mos

Ladenburg Thalmann Asset Management INC

November 2023 - Present · 2 yrs 3 mos

Ladenburg Thalmann & CO. INC.Broker

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

Osaic Institutions, INC.

August 2017 - December 2023 · 6 yrs 4 mos

Osaic Institutions, INC.Broker

August 2015 - December 2023 · 8 yrs 4 mos

State Registrations2 states

CONY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.