Gary Rolain is a CFA-designated registered investment advisor at Kellogg Asset Management, LLC, based in Green Bay, WI, with 12 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kellogg Asset Management charges a percentage of your portfolio each year, and the rate drops as you invest more. The fees are different for fixed income and equity services:
Fixed Income:
- First $5,000,000: 0.50%
- Next $10,000,000 ($5,000,001 to $15,000,000): 0.45%
- Next $10,000,000 ($15,000,001 to $25,000,000): 0.40%
- Next $25,000,000 ($25,000,001 to $50,000,000): 0.35%
- Next $50,000,000 ($50,000,001 to $100,000,000): 0.25%
- Next $50,000,000 ($100,000,001 to $150,000,000): 0.20%
- Next $100,000,000 ($150,000,001 to $250,000,000): 0.15%
- Above $250,000,000: 0.10%
Equity:
- First $5,000,000: 1.00%
- Next $10,000,000 ($5,000,001 to $15,000,000): 0.90%
- Next $10,000,000 ($15,000,001 to $25,000,000): 0.80%
- Next $25,000,000 ($25,000,001 to $50,000,000): 0.70%
- Next $50,000,000 ($50,000,001 to $100,000,000): 0.60%
- Next $50,000,000 ($100,000,001 to $150,000,000): 0.50%
- Next $100,000,000 ($150,000,001 to $250,000,000): 0.40%
- Above $250,000,000: 0.30%
Fees may be negotiable based on the amount of assets managed and the nature of the account.
Location
200 North Adams Street, Green Bay, WI, 54301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Kellogg Asset Management, LLC
State Registrations1 state
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