Robert Crotty is a registered investment advisor at Central States Capital Markets, LLC, based in Prairie Village, KS, with 11 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 7 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $4.0M | 0.75% |
| $4.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
The maximum annual fee for portfolio management services is 1.25% of assets under management. The actual fee charged is a function of the asset allocation target for an account and the size of the account. Accounts with a 100% equity allocation target pay a maximum of 1.25%. Those with a 100% fixed income allocation target pay a maximum of 0.75%. These fees are for 100% equity. There are discounts for fixed income allocations. For equity income portfolios, CSCM may offer a performance-based fee structure where you pay a base management fee plus a variable performance fee, but the total will not exceed 1.25% per year. You can also elect to pay a fixed 1.00% annual management fee.
Fee Estimator
Location
4200 W 83rd Street, Suite 101, Prairie Village, KS, 66208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is the managing member of RMC Homes LLC and several other related LLCs (RMC Homes I LLC through RMC Homes VIII LLC), all involved in real estate/rental property ownership. He dedicates minimal time to these activities, which include landlord duties.
Employment History
Current Registrations
Central States Capital Markets, LLC
Central States Capital Markets, LLCBroker
Previous Registrations
Caldwell Sutter Capital, INC.
Caldwell Sutter Capital, INC.Broker
1914 Advisors
Boenning & Scattergood, INC.Broker
Lancaster Pollard & CO., LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.