Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
588 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$5M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M0.85%
$10.0M - $50.0M0.80%
$50.0M - $100.0M0.75%
$100M+0.72%

Fees are for institutional clients. Private client fee is 1.00% of gross assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5500 Wayzata Boulevard, Suite 400, Golden Valley, MN, 55416

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Heather is a notary public for the State of Minnesota since January 2023, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
September 2023 - August 2025 · 1 yr 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2023 - August 2025 · 1 yr 11 mos
Wells Fargo Advisors Financial Network, LLC
October 2022 - September 2023 · 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2022 - September 2023 · 1 yr 5 mos
Larson Financial Securities, LLCBroker
August 2017 - March 2022 · 4 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2014 - February 2017 · 3 yrs
State Registrations1 state
MN
Advisor
Exams
No exam information available for this advisor.