AL
CFP
AL
CFP

Austin Harold Lewis

11 Years of Experience
Broker
Areas of Practice
Retirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
410,747 clients
Average Client Portfolio
$188K average
Assets Under Management
$77.4B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

2525 Water Ridge Pkwy, 1 North Falls Plaza, Ste. 100, Charlotte, NC, 28217

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Austin works as a tax preparer for Southpark Family Tax LLC since December 2023. This activity takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Assetmark, INC.
July 2025 - Present · 7 mos
Assetmark Brokerage, LLC
July 2025 - Present · 7 mos
Assetmark Brokerage, LLCBroker
July 2025 - Present · 7 mos
Previous Registrations
Vanguard Marketing CorporationBroker
May 2021 - July 2025 · 4 yrs 2 mos
Vanguard Advisers, INC.
April 2021 - July 2025 · 4 yrs 3 mos
TD Ameritrade Investment Management, LLC
April 2018 - June 2020 · 2 yrs 2 mos
Schwab Private Client Investment Advisory, INC.
September 2016 - March 2018 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
September 2016 - March 2018 · 1 yr 6 mos
Rooted Financial Planning
January 2016 - August 2016 · 7 mos
Transamerica Financial Advisors, INC.
May 2015 - December 2015 · 7 mos
Transamerica Financial Advisors, INCBroker
May 2015 - December 2015 · 7 mos
VALIC Financial Advisors, INC.
August 2014 - May 2015 · 9 mos
VALIC Financial Advisors, INC.Broker
August 2014 - May 2015 · 9 mos
Rogers Wealth Group, INC.
April 2014 - March 2015 · 11 mos
Fidelity Brokerage Services LLCBroker
December 2012 - January 2014 · 1 yr 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.